Special Courses

Training Course: Compliance, Audits, and Continuous Improvement Techniques


Register Now
Quick Inquiry
Discount Group Download Brochure  

SC236059

22 - 26 Sep 2025

Madrid (Spain)

Hotel : Pestana CR7 Gran Vía

Cost : 6000 € Euro

Introduction

In today’s complex regulatory environment, compliance and audit functions have become critical in ensuring organizational integrity, risk mitigation, and continuous improvement. This program, designed by Global Horizon Training Center, equips participants with advanced skills to understand regulatory obligations, design and evaluate audit processes, and foster a culture of continuous improvement within their organizations. The training addresses the strategic role of compliance and internal auditing in reinforcing organizational governance and driving sustainable growth.

Objectives

By the end of this training course, participants will be able to:

  • Understand the key components of compliance and regulatory frameworks.

  • Evaluate and implement effective audit practices and internal control mechanisms.

  • Identify and manage compliance risks.

  • Utilize tools and techniques to drive continuous improvement in compliance and audit operations.

  • Integrate compliance and auditing processes into the broader organizational strategy.

  • Foster a culture of ethical behavior and accountability across departments.

Course Methodology

This course is highly interactive and includes:

  • Expert-led presentations and real-world case studies

  • Group discussions and workshops

  • Compliance simulations and audit exercises

  • Risk analysis and control design tasks

  • Continuous improvement planning sessions

  • Peer knowledge sharing and best practice identification

Organizational Impact

Organizations that invest in this training will gain:

  • Enhanced compliance posture and reduced risk of regulatory violations

  • Strengthened internal audit capabilities aligned with international standards

  • Improved integration of compliance with business performance metrics

  • Empowered staff capable of identifying inefficiencies and driving operational improvements

  • Increased trust from stakeholders through demonstrated commitment to ethical practices

Target Audience

This course is ideal for:

  • Compliance Officers and Managers

  • Legal and Regulatory Affairs Personnel

  • Internal Auditors and Risk Managers

  • Corporate Governance Specialists

  • Quality and Process Improvement Professionals

  • Senior Managers responsible for compliance strategy or audit oversight

Outlines

Day 1: Foundations of Compliance and Corporate Governance

  • Introduction to corporate governance and the role of compliance

  • Global regulatory frameworks and key compliance standards (ISO, COSO, SOX)

  • Legal risk exposure and reputational risk

  • Roles and responsibilities in a compliance management system

  • Principles of ethical business conduct and anti-corruption measures

  • Case study: Corporate failures due to compliance breaches

Day 2: Internal Audits: Principles, Planning, and Execution

  • Internal audit vs. external audit: scope and function

  • Audit planning: risk-based approach and audit cycles

  • Internal controls and control frameworks

  • Audit tools, checklists, and evidence gathering

  • Reporting audit findings and follow-up procedures

Day 3: Compliance Risk Management and Reporting

  • Identifying and assessing compliance risks

  • Building a compliance risk register

  • Regulatory reporting and documentation best practices

  • Incident management and escalation protocols

  • Integrating compliance KPIs into performance reporting

  • Interactive session: Developing a compliance dashboard

Day 4: Continuous Improvement Techniques for Compliance Functions

  • Overview of continuous improvement models (PDCA, Six Sigma, Lean)

  • Applying process improvement tools to compliance functions

  • Root cause analysis and corrective action planning

  • Monitoring and sustaining improvements

  • Building a compliance-centric improvement culture

Day 5: Embedding Compliance into Organizational Strategy

  • Compliance as a strategic enabler

  • Cross-functional collaboration with audit, legal, risk, and HR

  • Leadership and communication skills for compliance professionals

  • Building a culture of accountability and transparency

  • Benchmarking and measuring compliance maturity

Special Courses

Training Course: Compliance, Audits, and Continuous Improvement Techniques


Register Now
Quick Inquiry
Discount Group Download Brochure  

SC236059

22 - 26 Sep 2025

Madrid (Spain) - Pestana CR7 Gran Vía

Hotel : Pestana CR7 Gran Vía

Cost: 6000 € Euro


  About Madrid

Madrid is a city that combines its enduring history with its cosmopolitan atmosphere to create a destination that favored amongst tourists from around the world. This is a city that is very much bursting at the seams with life and its vibrant atmosphere, cultural attractions and connection with history ensure travelers have everything they could possibly want from a European city break. At the end of a flight to Madrid, there are sites to see, picturesque streets to roam and, of course, excellent shopping opportunities to explore. Visitors can immerse themselves in Madrid's fantastic local culture, its peerless art scene and world acclaimed fine dining. In fact, there is very little that Madrid doesn't have to offer.


  Things to do and places to visit in Madrid

The only problem travelers will encounter during their visit to Madrid is knowing what to do first. Sampling the mouth-watering tapas, strolling through one of the many excellent museums or even simply soaking up the atmosphere are all excellent options. Spend a sunny day wandering through the splendid squares or marvel at the intricate architecture of the churches.With so many options, flights to Madrid are great for people of any age or inclination.

When visiting Madrid, be sure to:

  • See the superb collection of art is the Museo del Prado.
  • Stroll down the Gran Via.
  • Enjoy the atmosphere of the Plaza Mayor.
  • Wander through the stunning gardens of the Parque del Buen Retiro.
  • See the beautiful mansion of the Museo Lazaro Galdiano.
  • Find quirky fashions in the Fuencarral market.
  • Try some of the many different tapas dishes.
  • Visit the statues of Don Quixote and Sancho Panza in the Plaza de Espana.
  • See the breathtaking Basilica de San Francisco El Grande.
  • Wander the Casa de Campo park, which is five times the size of Central Park.
  • Shop in the luxury boutiques of the Golden Mile.
  • Look for bargains at the El Rasto flea market.
  • See Picasso's Guernica in the Reina Sofia museum.
  • Snack on churros with chocolate.
 22 Portman Square, Marylebone, London W1H 7BG, UK
 3 Oudai street, Aldouki, Giza, Giza Governorate, Egypt
 0020233379764
 00201095004484
 00201102960555
 00201102960666
 19 Mayıs Mahallesi, 19 Mayis Street No 2 Sisli, 34360 Istanbul/Turkey
 00905357839460
 Australia Street, Raouche Beirut, Lebanon .، Beirut, Lebanon
 0096181746278
 811 Massachusetts Avenue, Boston, Massachusetts, 02118, USA
 6 Beirut Street - Fifth Circle Abdoun, P.O. Box 831370, 11183 Amman, Jordan
Copyright Global Horizon Training Center © 2019