Special Courses

Training Course: Compliance, Audits, and Continuous Improvement Techniques


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SC236059

29 Jun - 3 Jul 2025

Dubai (UAE)

Hotel : Residence Inn by Marriott Sheikh Zayed Road, Dubai

Cost : 4900 € Euro

Introduction

In today’s complex regulatory environment, compliance and audit functions have become critical in ensuring organizational integrity, risk mitigation, and continuous improvement. This program, designed by Global Horizon Training Center, equips participants with advanced skills to understand regulatory obligations, design and evaluate audit processes, and foster a culture of continuous improvement within their organizations. The training addresses the strategic role of compliance and internal auditing in reinforcing organizational governance and driving sustainable growth.

Objectives

By the end of this training course, participants will be able to:

  • Understand the key components of compliance and regulatory frameworks.

  • Evaluate and implement effective audit practices and internal control mechanisms.

  • Identify and manage compliance risks.

  • Utilize tools and techniques to drive continuous improvement in compliance and audit operations.

  • Integrate compliance and auditing processes into the broader organizational strategy.

  • Foster a culture of ethical behavior and accountability across departments.

Course Methodology

This course is highly interactive and includes:

  • Expert-led presentations and real-world case studies

  • Group discussions and workshops

  • Compliance simulations and audit exercises

  • Risk analysis and control design tasks

  • Continuous improvement planning sessions

  • Peer knowledge sharing and best practice identification

Organizational Impact

Organizations that invest in this training will gain:

  • Enhanced compliance posture and reduced risk of regulatory violations

  • Strengthened internal audit capabilities aligned with international standards

  • Improved integration of compliance with business performance metrics

  • Empowered staff capable of identifying inefficiencies and driving operational improvements

  • Increased trust from stakeholders through demonstrated commitment to ethical practices

Target Audience

This course is ideal for:

  • Compliance Officers and Managers

  • Legal and Regulatory Affairs Personnel

  • Internal Auditors and Risk Managers

  • Corporate Governance Specialists

  • Quality and Process Improvement Professionals

  • Senior Managers responsible for compliance strategy or audit oversight

Outlines

Day 1: Foundations of Compliance and Corporate Governance

  • Introduction to corporate governance and the role of compliance

  • Global regulatory frameworks and key compliance standards (ISO, COSO, SOX)

  • Legal risk exposure and reputational risk

  • Roles and responsibilities in a compliance management system

  • Principles of ethical business conduct and anti-corruption measures

  • Case study: Corporate failures due to compliance breaches

Day 2: Internal Audits: Principles, Planning, and Execution

  • Internal audit vs. external audit: scope and function

  • Audit planning: risk-based approach and audit cycles

  • Internal controls and control frameworks

  • Audit tools, checklists, and evidence gathering

  • Reporting audit findings and follow-up procedures

Day 3: Compliance Risk Management and Reporting

  • Identifying and assessing compliance risks

  • Building a compliance risk register

  • Regulatory reporting and documentation best practices

  • Incident management and escalation protocols

  • Integrating compliance KPIs into performance reporting

  • Interactive session: Developing a compliance dashboard

Day 4: Continuous Improvement Techniques for Compliance Functions

  • Overview of continuous improvement models (PDCA, Six Sigma, Lean)

  • Applying process improvement tools to compliance functions

  • Root cause analysis and corrective action planning

  • Monitoring and sustaining improvements

  • Building a compliance-centric improvement culture

Day 5: Embedding Compliance into Organizational Strategy

  • Compliance as a strategic enabler

  • Cross-functional collaboration with audit, legal, risk, and HR

  • Leadership and communication skills for compliance professionals

  • Building a culture of accountability and transparency

  • Benchmarking and measuring compliance maturity

Special Courses

Training Course: Compliance, Audits, and Continuous Improvement Techniques


Register Now
Quick Inquiry
Discount Group Download Brochure  

SC236059

29 Jun - 3 Jul 2025

Dubai (UAE) - Residence Inn by Marriott Sheikh Zayed Road, Dubai

Hotel : Residence Inn by Marriott Sheikh Zayed Road, Dubai

Cost: 4900 € Euro


  About Dubai

Dubai, located on the Persian Gulf, is one of the seven United Arab Emirates and one of the most popular tourist destinations in the world. The discovery of oil in the region has made Dubai extremely wealthy, allowing it to build the glittering skyscrapers that it is now famous for. That wealth is strongly in evidence in Dubai and visitors will see luxurious buildings and supercars aplenty. Perfect beaches and endless shopping opportunities are to key to Dubai's attractions. Flights to Dubai open up the city's cultural attractions to tourists, with beautiful mosques, museums and art galleries scattered throughout this ultra-modern metropolis.


  Things to do and places to visit in Dubai

Dubai's wealth has made it famous for building ever taller buildings and creating artificial islands off its shores. The city's hotels are luxurious and shoppers will love its extensive shopping malls which showcase all the world's top brands. Dubai's attractions don't end there. Dubai also caters to adventure lovers, who can jump in a 4x4 or on a board to speed over dunes outside the city. Local culture mustn't be forgotten either, and visitors have wonderful mosques to visit and old districts to explore. All that combined means that a flight to Dubai is sure to lead to an unforgettable holiday.

When visiting Dubai, be sure to:

  • Go to the observation deck of the Burj Khalifa, the tallest building in the world.
  • Admire the intricately beautiful Grand Mosque, which has the tallest minaret in the city.
  • Understand the local history and culture with a visit to the Dubai Museum.
  • Discover objects from the 6th century at Jumeirah Archaeological Site.
  • Go skiing – That's not a joke, the Mall of the Emirates houses a snowdome.
  • Go shopping at the Mall of the Emirates or the Dubai Mall.
  • Explore the desert surrounding the city – either by 4x4 or atop a camel.
  • Eat fantastic seafood at Dubai Marina.
  • Cool off at the Wild Wadi Waterpark.
  • Marvel at gorgeous Arabic calligraphy at Jumeirah Mosque, the biggest in the city.
  • Take a yacht tour around the artificial islands of Palm Jumeirah.
  • Haggle for souvenirs in one of the city's souks.
  • Wander around the traditional building in Bastakiya District.
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