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Training Course: Certified Compliance Professional


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PC1919

15 - 19 Jul 2024

Amsterdam (Netherlands)

Hotel : Grand Hotel Amrâth Amsterdam

Cost : 5250 € Euro

INTRODUCTION:

The purpose of this training program is to provide participants with the information and abilities required to comprehend and support regulatory compliance and corporate risk management. Additionally, to promote best practices and international standards that match with corporate and regulatory needs, and to deal with the rules, markets, goods, and transactions.

This is a thorough and extremely useful training program that will enable you to master compliance. It offers the abilities required to establish the proper relationships with your regulators, board of directors, and personnel at all levels of your firm.

The regulatory bodies that all businesses must construct and maintain strong systems and controls, develop effective compliance monitoring programs, and implement risk-based customer due diligence (CDD) processes are all covered in this training course. It gives you the finest methods for managing responsibly and successfully while adhering to all relevant rules and laws. As well as providing you with professional standards and internal corporate governance and risk management procedures, modern technologies may shield your company from compliance risk.

 

OBJECTIVES:

By the end of this training course, you will be able to:

  • Understand the goals and functions of regulation

  • Understand the duties of compliance 

  • Develop a solid understanding of compliance principles

  • Understand the idea of compliance and the measures taken to manage the risk associated with it

  • Possess the knowledge and abilities necessary to approach compliance and its related functions with confidence Compliance and Corporate Governance: A Relationship

  • Create compliance procedures to combat money laundering and corporate governance violations;

  • Create the most effective approaches to support managers and reduce risk inside your company.

 

TRAINING METHODOLOGY:

The best practices for regulatory compliance will be briefly reviewed for participants in this training course. Case studies, group live teaching, the presentation and discussion of worked examples, play roles, group discussion, and interactive involvement are all included in the training process.

 

ORGANISATIONAL IMPACT:

The organization will gain:

  • improved assistance for the compliance team

  • Choosing a compliance program's style and content that is suitable for your company

  • Locating and evaluating in business terminology relevant regulatory requirements and dangers

  • Determining the causes of potential noncompliance so that the compliance strategy may address them

  • Greater relevance and dependability of regulatory body analysis

  • More strategic thinking and performance-oriented thinking

  • More efficiency in creating successful compliance programs

  • Preparing the workforce for more responsibility

 

PERSONAL IMPACT:

By attending this training course, delegates will acquire the following benefits, skills and competencies:

  • Understanding the complete regulatory environment

  • Understand your regulator

  • Actual adherence to the law

  • The function of compliance's role

  • Managing regulatory risk to your company's advantage

  • recognizing the significance of compliance, risk, and governance

  • Organizational risk culture, ethics, and integrity

  • Risk management for financial crime

 

WHO SHOULD ATTEND?

This training course,  is designed to deliver the knowledge and skills, providing details of the latest policies and procedures to:

  • Managers or Compliance Officers and their Deputies

  • Supervisors in charge of internal compliance controls

  • Specialists in legal, audit, risk, operations, and IT

  • Risk Managers

  • Personnel doing risk-taking tasks

  • Staff for internal and external audits

  • Regulatory Officers

  • Officers in AML

  • Accountants

  • Lawyers

  • All employees who are employed in or seeking employment in the compliance sector

 

Outlines:

DAY 1

The Role of Regulators in the Regulatory Environment

  • A Summary of the Regulatory Landscape

  • Regulatory Goals for Financial Services

  • Intergovernmental Agreement

  • The Function of Regulators

  • What anticipate the regulators?

  • Your Jurisdictional Setting

  • The Ideal Approach to Regulatory Obligation

  • Compliance Management Systems, ISO 19600

 

DAY 2

Compliance Activities

  • Compliance Framework

  • The Board of Directors', Supervisors', Internal, and External Auditors', Roles

  • Officer in Charge of Compliance's Duties

  • Important Compliance Procedures and Activities

  • Corporate Governance and Compliance

  • Corporate Responsibility and the Prevention of Financial Crime

  • Compliance Education

  • Competing Interests

  • Consistent Observance of Laws and Regulations

 

DAY 3

Compliance and Risk Management

  • Recognizing a Risk Management Strategy

  • Developing a Risk Management Strategy

  • Governance, Risk, and Compliance Definition

  • Internal Controls: A Must

  • Effectively Identify, Mitigate, and Control Risks

  • Methods for Assessing Risk

  • Why Compliance Culture Is Important

  • Managing Important Relationships, Both Internally and Externally

 

DAY 4

Creating a Successful Compliance Function

  • Factors to Take into Account When Creating a Compliance System

  • Creating a System for Internal Compliance

  • Putting in Place and Sharing the Internal Compliance Arrangement

  • Compliance Guide

  • Policies and Procedures Establishment

  • the development of a compliance monitoring program

  • Independence Is Needed

  • Keeping Records Compliance Reports

  • Controlling the Regulators and Regulation Chang

 

DAY 5

Managing the Risk of Financial Crimes and Money Laundering

  • Recognizing Money Laundering Crimes

  • Officer for Compliance and MLRO

  • The Risk-based Approach to Terrorist Financing and Money Laundering

  • Monitoring, Detection, and Reporting of Suspicious Activity

  • Stopping Fraud

  • Cronyism and Bribery

  • Internal Trading

  • Market Fraud

  • The Impact of Sanctions on the Global Economy

Project, Contract

Training Course: Certified Compliance Professional


Register Now
Quick Inquiry
Discount Group Download Brochure (5)

PC1919

15 - 19 Jul 2024

Amsterdam (Netherlands) - Grand Hotel Amrâth Amsterdam

Hotel : Grand Hotel Amrâth Amsterdam

Cost: 5250 € Euro


  About Amsterdam

Amsterdam, capital of the Netherlands, is a popular destination amongst travelers from all around the world. Once just a little fishing village, Amsterdam is now a major international city after having become an important port during the 1600s. Throughout its history, the city has had many famous residents, including artists, philosophers and other historical figures. There is much to discover along Amsterdam's quaint streets and picturesque canals. So much so that a flight to Amsterdam comes with a guarantee of cultural and historical attractions that will provide memories to last a lifetime. Amsterdam is a hotbed of culture for travelers of all ages and tastes.


  Things to do and places to visit in Amsterdam

From the moment passengers step off their flight to Amsterdam, they will find it a friendly city with a lively atmosphere. Its flat geography means that it is perfect for exploring by bicycle. If you're feeling less active, it the city is also well-served by public transport. The so-called Venice of the North has something for every visitor. Culture vultures have museums, galleries and theaters to see, Families can visit the zoo or the Science Center NEMO.

When visiting Amsterdam, be sure to:

  • See the picture-perfect and colorful houses of the Grachtengordel district.
  • See the iconic works of one of Holland's most famous artists at the Van Gogh Museum.
  • Visit the house where Anne Frank and her family hid from the Nazis.
  • Browse through the extensive collection of fantastic art in the Rijksmusem.
  • Wander through the blaze of colors that is the Singel Flower Market.
  • See the city at a leisurely pace on a canal cruise.
  • Marvel at one of the city's many historic churches.
  • Learn about life aboard a ship at the National Maritime Museum.
  • Discover the Begijnhof's well-preserved medieval architecture.
  • See animals of all kinds, as well as the butterfly pavilion and aquarium, at the Artis Zoo.
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